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Securities Counsel Jobs
1023 Results in 18msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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May 26
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Associate General Counsel - Executive Compensation
- Truist Bank
- Richmond, VA
May 25 -
President – Securities Enforcement & Cybersecurity Platform
- Garrison
- Washington, D.C.
- Hybrid
Jun 03 -
ETF & 1940 Act Registered Funds Compliance Officer, Vice President
- iCapital
- Salt Lake City, UT
$125,000 to $155,000 AnnuallyMay 16 -
May 17
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Chief Risk Officer & Chief Legal Counsel
- Consumers National Bank
- Minerva, OH
May 13 -
VP, Compliance - Card Services & Cash Management
- Fidelity
- Jacksonville, FL
$125,000 to $258,000 AnnuallyJun 05 -
Senior Counsel – Investment Solutions (ERISA)
- Great Gray
- Wilmington, DE
$225,000 to $250,000 AnnuallyMay 31 -
Associate or Deputy General Counsel – U.S. Retail Brokerage
- Hyperion Group
- New York, NY
$275,000 to $350,000 AnnuallyMay 27 -
May 30
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Corporate Counsel
- Qualtrics
- Salt Lake City, UT
May 28 -
May 30
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Senior Litigation Counsel
- FIS Global
- Atlanta, GA
May 21 -
May 31
-
Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 AnnuallyJun 04 -
May 21
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May 25
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Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 AnnuallyJun 10 -
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Bachrach Group
- New Jersey
$135,000 to $200,000 AnnuallyJun 05 -
Senior Legal Counsel - Securities & Corporate Governance
- Faraday Future
- Los Angeles, CA
$160,000 to $230,000 AnnuallyMay 24