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Securities Counsel Jobs
1046 Results in 20msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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May 21
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Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
- FINRA
- Tysons Corner, VA
$197,600 to $389,200 AnnuallyMay 17 -
Chief Compliance Officer — CFTC Swap Dealer and SEC Security-Based Swap Dealer
- Cantor Fitzgerald
- New York, NY
May 18 -
May 19
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Assistant General Counsel - Capital Markets
- U.S. Bank National Association
- Minneapolis, MN
$143,905 to $169,300 AnnuallyMay 14 -
Senior Counsel, Corporate
- Invesco Ltd
- Atlanta, GA
May 19 -
May 24
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May 27
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Sales and Distribution Compliance, Senior Vice President
- iCapital
- Salt Lake City, UT
$150,000 to $175,000 AnnuallyMay 16 -
AVP, Sr. Legal Counsel - 1940 Act
- Lincoln Financial Group
- Philadelphia, PA
$125,800 to $229,100 AnnuallyMay 27 -
May 30
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May 14
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Vice President, Corporate Governance, SEC & Compliance
- Wingstop Restaurants Inc.
- Dallas, TX
May 25 -
May 23
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May 25
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Wealth Management Attorney, Executive Director
- JP Morgan Chase
- Beaumont, TX
$218,500 to $300,000 AnnuallyMay 20 -
May 25
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Senior Counsel--Investment Advisor
- PNC Financial Services
- Cleveland, OH
$100,000 to $291,850 AnnuallyMay 11 -
VP, Compliance Data, Analytics and Reporting
- Prudential Financial
- Newark, NJ
$178,600 to $267,800 AnnuallyMay 21 -
May 18