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Securities Counsel Jobs
1023 Results in 17msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Deputy Chief Compliance Officer, Corporate Vice President
- New York Life
- New York, NY
$160,000 to $228,500 AnnuallyJun 02 -
VP, Compliance - Card Services & Cash Management
- Fidelity
- Smithfield, RI
$125,000 to $258,000 AnnuallyJun 05 -
Jun 05
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May 19
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Legal & Compliance – Credit & Insurance (BXCI) – Regulatory Attorney, AVP
- Blackstone
- New York, NY
$135,000 to $200,000 AnnuallyMay 21 -
Assistant Gen Counsel, Corp & Securities
- A. O. Smith
- Milwaukee, WI
May 23 -
FID Secured Lending, Structure and Execution Lawyer (ABS) - Vice President
- Morgan Stanley
- New York, NY
$160,000 to $250,000 AnnuallyJun 04 -
May 30
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Jun 03
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Associate General Counsel, M&A - Minneapolis, MN or Denver, CO
- UnitedHealth Group
- Minneapolis, MN
$132,200 to $226,600 AnnuallyMay 30 -
Jun 05
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Vice President and Associate General Counsel - Litigation
- FINRA
- Bethesda, MD
$192,800 to $379,700 AnnuallyMay 17 -
May 28
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Regulatory and Compliance, LATAM - Assistant Vice President / Vice President
- iCapital
- Miami, FL
$135,000 to $175,000 AnnuallyMay 16 -
Debt Capital Markets- Assistant General Counsel
- JP Morgan Chase
- New York, NY
$199,500 to $275,000 AnnuallyMay 21 -
Assistant General Counsel - Strategic Transactions (M&A)
- Westinghouse
- Cranberry Township, NC
$162,000 to $202,500 AnnuallyMay 12 -
May 14
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OAG - General Litigation | Assistant Attorney General V | 26-0298
- State of Texas
- Austin, TX
May 13 -
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
- FINRA
- Tysons Corner, VA
$197,600 to $389,200 AnnuallyMay 17 -
Chief Compliance Officer — CFTC Swap Dealer and SEC Security-Based Swap Dealer
- Cantor Fitzgerald
- New York, NY
May 18