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Securities Counsel Jobs
1054 Results in 19msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Senior Vice President, Compliance & Control (Investments Compliance)
- BNY Mellon
- Boston, MA
$202,500 AnnuallyJun 01 -
Jun 10
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May 27
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May 26
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Attorney 5 - 20102672
- State of Ohio
- Columbus, OH
Jun 09 -
Rates and Markets Treasury Structuring Attorney , SVP
- Citi
- New York, NY
$211,280 to $316,920 AnnuallyMay 19 -
Senior Special Counsel
- Division of Corporation Finance
- Washington, D.C.
$174,859 to $292,300 AnnuallyJun 12 -
Vice President, Assistant General Counsel
- Cantor Fitzgerald
- New York, NY
$275,000 to $350,000 AnnuallyMay 25 -
Head of Compliance, Gemini Galactic Markets, LLC
- Gemini
- New York, NY
- Remote
$150,500 to $215,000 AnnuallyMay 16 -
May 17
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 AnnuallyMay 20 -
Junior Attorney - Investment and Custodial Services
- SEI Investments Company
- Philadelphia, PA
May 20 -
Associate General Counsel, Private Funds
- CIM
- Phoenix, AZ
May 27 -
May 28
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May 19
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Vice President, Internal Audit & Corporate Compliance
- STERIS
- Cleveland, OH
$224,500 to $246,950 AnnuallyMay 20 -
Jun 04
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Vice President, Compliance Officer
- Cerberus Capital Management
- New York, NY
$200,000 to $225,000 AnnuallyMay 19 -
Jun 11
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Legal & Compliance - Conflicts Clearance, SVP
- The Blackstone Group
- Miami, FL
$225,000 to $275,000 AnnuallyMay 16