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Securities Counsel Jobs
980 Results in 22msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Vice President, Investment Compliance - Liberty Mutual Investments
- Liberty Mutual
- New York, NY
$152,300 to $201,300 AnnuallyMay 29 -
Securitized Product Business Oversight Compliance - VP
- Barclays
- New York, NY
$145,000 to $200,000 AnnuallyMay 27 -
Jun 01
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OAG - General Litigation | Assistant Attorney General II | 26-0217
- State of Texas
- Austin, TX
May 25 -
May 26
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Associate General Counsel - Executive Compensation
- Truist Bank
- Richmond, VA
May 25 -
President – Securities Enforcement & Cybersecurity Platform
- Garrison
- Washington, D.C.
- Hybrid
Jun 03 -
Senior Counsel – Investment Solutions (ERISA)
- Great Gray
- Wilmington, DE
$225,000 to $250,000 AnnuallyMay 31 -
Associate or Deputy General Counsel – U.S. Retail Brokerage
- Hyperion Group
- New York, NY
$275,000 to $350,000 AnnuallyMay 27 -
May 30
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May 31
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Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 AnnuallyJun 04 -
May 21
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Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 AnnuallyJun 10 -
Senior Legal Counsel - Securities & Corporate Governance
- Faraday Future
- Los Angeles, CA
$160,000 to $230,000 AnnuallyMay 24 -
Associate Counsel, Integrity Wealth
- Integrity Marketing
- Dallas, TX
May 30 -
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 AnnuallyJun 10 -
Managing Director, Broker-Dealer Products and Services Counsel
- Charles Schwab
- Dallas, TX
Jun 07 -
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Blackstone Group
- New York, NY
$135,000 to $200,000 AnnuallyMay 27 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09