Securities Jobs

878 Results in 25ms

Counsel, Enforcement
- FINRA
- Washington, D.C.
$97,700 to $211,400 Annually
May 30
Attorney 4 - 20059315
- State of Ohio
- Columbus, OH
May 13
Legal Counsel - Litigation & Regulatory
- Betterment
- New York, NY
$170,000 to $185,000 Annually
May 16
Assistant General Counsel - Capital Markets
- U.S. Bank
- New York, NY
$143,905 to $169,300 Annually
May 13
Senior Vice President, Compliance & Control (Investments Compliance)
- BNY Mellon
- New York, NY
$202,500 Annually
Jun 01
Legal Counsel - DAL
- Third Bridge
- Dallas, TX
$145,000 Annually
Jun 01
Principal Counsel, Regulatory
- FINRA
- Newark, NJ
$114,200 to $248,700 Annually
Jun 04
Assistant General Counsel, Finance Legal
- Vanguard
- Philadelphia, PA
Jun 04
Commercial Counsel
- IEX Group
- New York, NY
$175,000 to $190,000 Annually
May 28
VP, Compliance - Card Services & Cash Management
- Fidelity
- Merrimack, NH
$125,000 to $258,000 Annually
Jun 05
Vice President, Associate General Counsel
- Fidelity
- Denver, CO
$140,000 to $285,000 Annually
Jun 05
Counsel (Group Annuities - DCIO)
- Nationwide
- Columbus, OH
$138,000 to $243,000 Annually
May 19
General Counsel - Antitrust and White Collar
- Honeywell
- Charlotte, NC
$255,000 to $325,000 Annually
May 11
Associate General Counsel - Executive Compensation
- Truist Bank
- Richmond, VA
May 25
Counsel--Broker-Dealer
- PNC Financial Services
- Pittsburgh, PA
$80,000 to $232,050 Annually
Jun 03
Fund Attorney - Assistant Vice President
- iCapital
- Greenwich, CT
$160,000 to $210,000 Annually
May 30
Director Senior Corporate Counsel - Foot Locker Employment Attorney (NYC)
- Dicks Sporting Goods
- New York, NY
$127,000 to $237,800 Annually
May 19
ETF & 1940 Act Registered Funds Compliance Officer, Vice President
- iCapital
- Salt Lake City, UT
$125,000 to $155,000 Annually
May 16
Senior Legal Counsel – AI, Broker Dealer & RIA
- Cetera
- Dallas, TX
$175,000 to $190,000 Annually
May 18
Senior Counsel, Employment
- CoreWeave
- San Francisco, CA
$143,000 to $210,000 Annually
May 17

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Securities Jobs