Securities Jobs

860 Results in 18ms

Legal & Compliance - Marketing & Distribution Compliance, VP
- The Bachrach Group
- Princeton, NJ
$165,000 to $250,000 Annually
May 21
Data Security & Compliance Counsel
- NFP Corp
- Arlington, VA
$195,000 to $300,000 Annually
May 31
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab Corporation
- Dallas, TX
$167,400 to $300,000 Annually
Jun 10
Compliance Officer - Investment Bank Compliance -Investment Banking and Capital Markets - Vice President
- Deutsche Bank
- New York, NY
$125,000 to $222,500 Annually
Jun 09
Vice President, Deputy General Counsel
- Epiq
- Kansas City, MO
$300,000 to $350,000 Annually
Jun 06
General Counsel
- The Nuclear Company
- Washington, D.C.
$263,000 to $296,000 Annually
May 30
Senior Counsel
- CenterPoint Energy
- Houston, TX
May 30
Vice President, Corporate Compliance (Code of Ethics)
- Ares Management Corporation
- Los Angeles, CA
$185,000 to $225,000 Annually
Jun 11
Legal & Compliance - Private Wealth Legal Group – Registered Funds Attorney, VP
- The Blackstone Group
- Boston, MA
$165,000 to $250,000 Annually
Jun 10
Senior Counsel, Finance & SEC (hybrid schedule)
- Eversource Energy
- Boston, MA
$176,930 to $196,590 Annually
Jun 09
Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)
- Blackstone
- Boston, MA
$165,000 to $250,000 Annually
Jun 04
AVP Legal - Distribution Counsel
- Lincoln Financial Group
- Philadelphia, PA
$127,500 to $232,300 Annually
May 19
Trust Legal Counsel
- Hancock Whitney
- Tampa, FL
May 30
Attorney - Rulemakings and Releases Legal Review
- Division of Trading and Markets
- Washington, D.C.
$174,859 to $292,300 Annually
Jun 12
VP, Private Credit Counsel
- Prudential Financial
- Minneapolis, MN
$208,400 to $312,600 Annually
May 17
Senior Director, Associate General Counsel - Securities Regulation
- CME Group
- Washington, D.C.
$177,100 to $295,100 Annually
Jun 05
Assistant General Counsel, Head of Privacy, Data & AI - Mobility
- Mobility Global
- Falls Church, VA
May 31
Senior Counsel (Attorney IV) - Northern California
- California Department of Financial Protection & Innovation
- San Francisco, CA
$11,993 to $16,096 Monthly
Jun 13
Senior Vice President Compliance and Counsel (San Antonio, TX)
- Affinius Capital.
- San Antonio, TX
May 31
Swap Dealer Compliance, Vice President
- Charles River Development
- Boston, MA
$110,000 to $207,500 Annually
Jun 14

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Securities Jobs