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Securities Counsel Jobs
1006 Results in 18msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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ETF & 1940 Act Registered Funds Compliance Officer, Vice President
- iCapital
- Salt Lake City, UT
$125,000 to $155,000 AnnuallyMay 16 -
May 17
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May 30
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Chief Risk Officer & Chief Legal Counsel
- Consumers National Bank
- Minerva, OH
May 13 -
VP, Compliance - Card Services & Cash Management
- Fidelity
- Jacksonville, FL
$125,000 to $258,000 AnnuallyJun 05 -
Senior Counsel – Investment Solutions (ERISA)
- Great Gray
- Wilmington, DE
$225,000 to $250,000 AnnuallyMay 31 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09 -
May 21
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Corporate Counsel
- Qualtrics
- Salt Lake City, UT
May 28 -
Senior Legal Counsel - Securities & Corporate Governance
- Faraday Future
- Los Angeles, CA
$160,000 to $230,000 AnnuallyMay 24 -
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Bachrach Group
- New Jersey
$135,000 to $200,000 AnnuallyJun 05 -
Senior Litigation Counsel
- FIS Global
- Atlanta, GA
May 21 -
Director Senior Corporate Counsel - Foot Locker Employment Attorney (NYC)
- Dicks Sporting Goods
- New York, NY
$127,000 to $237,800 AnnuallyMay 19 -
May 31
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May 22
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May 22
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May 21
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Sales and Distribution Compliance, Senior Vice President
- iCapital
- Greenwich, CT
$190,000 to $225,000 AnnuallyMay 16 -
VP, Assistant General Counsel, Cybersecurity
- LPL Financial
- New York, NY
$172,036 to $286,726 AnnuallyMay 25 -
Assistant Vice President, Senior Associate Counsel - Corporate
- Focus Financial Partners
- New York, NY
$150,000 to $185,000 AnnuallyMay 28