Securities Counsel Jobs

1046 Results in 37ms

Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.

ETF & 1940 Act Registered Funds Compliance Officer - Vice President
- iCapital
- Greenwich, CT
$150,000 to $175,000 Annually
May 24
ETF & 1940 Act Registered Funds Compliance Officer - Vice President
- iCapital
- New York, NY
$150,000 to $175,000 Annually
May 24
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
- FINRA
- Washington, D.C.
$197,600 to $389,200 Annually
May 17
Senior Legal Counsel - Fixed Income
- Fidelity
- Boston, MA
$140,000 to $285,000 Annually
Jun 02
Assistant Corporate Secretary, Associate General Counsel
- Blue Cross of Idaho Health Service
- Meridian, ID
$179,901 to $269,850 Annually
May 27
Head of Broker Dealer Compliance
- Drivewealth
- New York, NY
$200,000 to $225,000 Annually
May 28
Associate General Counsel - Executive Compensation
- Truist Bank
- Winston Salem, NC
May 25
AVP, Head of Global Capital Formation Legal
- John Hancock
- Boston, MA
$152,900 Annually
Jun 04
Principal Counsel, Regulatory
- FINRA
- Tysons Corner, VA
$114,200 to $248,700 Annually
Jun 04
Associate General Counsel - Mergers & Acquisitions
- Elevance Health
- Cincinnati, OH
May 27
Fixed Income Credit Alternatives Attorney
- Brown Brothers Harriman
- New York, NY
$150,000 to $200,000 Annually
May 14
Senior Counsel--Executive Compensation
- PNC Financial Services
- Birmingham, AL
$100,000 to $291,850 Annually
May 27
Corporate Counsel, Employment Litigation
- West Pharma
- Exton, PA
May 31
Senior Employment Counsel
- PulteGroup
- Atlanta, GA
May 14
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- New York, NY
$200,000 to $290,000 Annually
May 20
Chief Compliance Officer, Green Pier
- Fidelity
- Newark, NJ
$125,000 to $258,000 Annually
Jun 05
Sr. Director, Assistant General Counsel (Consumer Litigation & Regulatory)
- Dave
- TELECOMMUTE
- Remote
$274,000 to $325,000 Annually
May 21
Counsel, Enforcement
- FINRA
- Miami, FL
$97,700 to $211,400 Annually
May 30
Senior Corporate Counsel
- Impact
- Seattle, WA
$175,000 to $200,000 Annually
May 16
VP, Private Credit Counsel
- Prudential Financial
- New York, NY
$208,400 to $312,600 Annually
May 17

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Securities Counsel Jobs