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Securities Counsel Jobs
1026 Results in 18msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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AVP, Fund Compliance - Mutual Funds
- Ultimus Fund Solutions
- Hauppauge, NY
$75,000 to $100,000 AnnuallyMay 14 -
Assistant United States Attorney (Criminal)
- Northern District of California
- San Jose, CA
$103,085 to $197,100 AnnuallyMay 08 -
Associate General Counsel - Regulatory & Product
- Interactive Brokers
- Stamford, CT
May 16 -
Shop Your Way - Head of Legal Solutions (Credit & Loyalty)
- Shop Your Way
- TELECOMMUTE
- Remote
May 14 -
May 13
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May 29
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May 30
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May 10
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Chief Risk & Compliance Officer (CRCO), Technology & Artificial Intelligence
- TIAA
- Charlotte, NC
$254,500 to $378,000 AnnuallyMay 25 -
Senior Litigation Counsel, Securities Enforcement Adjudication
- FINRA
- Washington, D.C.
$131,100 to $305,000 AnnuallyMay 21 -
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Washington, D.C.
May 18 -
Deputy Chief Compliance Officer
- Glenmede
- Philadelphia, PA
May 19 -
Associate General Counsel, Capital Markets
- FluidStack
- San Francisco, CA
$350,000 to $500,000 AnnuallyMay 20 -
May 08
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Compliance Attorney
- Teacher Retirement System of Texas (TRS)
- Austin, TX
May 08 -
May 11
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Internal Audit, Compliance and Legal, Vice President, Salt Lake City
- Goldman Sachs
- Salt Lake City, UT
May 10 -
May 20
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Senior Legal Counsel / Associate General Counsel - Real Assets
- StepStone
- New York, NY
$200,000 to $275,000 AnnuallyMay 28 -
Counsel, Product
- American Equity
- Des Moines, IA
May 16