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Securities Counsel Jobs
1031 Results in 22msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Charlotte, NC
$200,000 to $290,000 AnnuallyJun 19 -
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 AnnuallyJun 19 -
Director and Senior Counsel, Regulation and Markets
- LTSE
- TELECOMMUTE
- Remote
$230,000 to $290,000 AnnuallyMay 24 -
VP, Assistant General Counsel, Cybersecurity
- LPL Financial
- Alexandria, VA
$172,036 to $286,726 AnnuallyMay 25 -
Senior Counsel--Executive Compensation
- PNC Financial Services
- Philadelphia, PA
$100,000 to $291,850 AnnuallyMay 27 -
May 28
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Jun 03
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May 26
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Jun 05
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Jun 07
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FID Secured Lending, Structure and Execution Lawyer (ABS) - Vice President
- Morgan Stanley
- New York, NY
$160,000 to $250,000 AnnuallyJun 04 -
May 31
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May 25
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May 30
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Legal & Compliance – Credit & Insurance (BXCI) – Regulatory Attorney, AVP
- Blackstone
- New York, NY
$135,000 to $200,000 AnnuallyMay 21 -
Head of Legal
- GBLI | Global Indemnity
- Philadelphia, PA
May 21 -
May 28
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Chief Compliance Officer - NLG Capital
- National Life Group
- Montpelier, VT
$206,250 to $302,500 AnnuallyJun 07 -
VP, Compliance - Card Services & Cash Management
- Fidelity
- Smithfield, RI
$125,000 to $258,000 AnnuallyJun 05 -
May 21