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Securities Counsel Jobs
980 Results in 19msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Jun 09
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Sr. Commercial Counsel
- SolAmerica Energy
- Charlotte, NC
May 29 -
Senior Legal Counsel – AI, Broker Dealer & RIA
- Cetera Financial Group
- Dallas, TX
$175,000 to $190,000 AnnuallyJun 10 -
Senior Vice President, Compliance & Control (Investments Compliance)
- BNY Mellon
- Boston, MA
$202,500 AnnuallyJun 01 -
Jun 10
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May 26
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Senior Special Counsel
- Division of Corporation Finance
- Washington, D.C.
$174,859 to $292,300 AnnuallyJun 12 -
Jun 10
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Investment Funds Attorney - 40 Act
- Hamilton Lane
- Philadelphia, PA
Jun 04 -
May 30
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Associate General Counsel - Personal Wealth Products
- Empower
- TELECOMMUTE
- Remote
$166,900 to $242,050 AnnuallyJun 02 -
May 26
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Jun 06
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Jun 14
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Private Bank Americas – Senior Compliance Officer - Vice President
- Deutsche Bank
- New York, NY
$125,000 to $222,500 AnnuallyJun 14 -
General Attorney - Intellectual Property
- Office of the General Counsel
- Washington, D.C.
$153,114 to $259,402 AnnuallyJun 06 -
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 AnnuallyMay 20 -
Associate General Counsel, Private Funds
- CIM
- Phoenix, AZ
May 27 -
Vice President, Internal Audit & Corporate Compliance
- STERIS
- Cleveland, OH
$224,500 to $246,950 AnnuallyMay 20 -
Jun 04
