Securities Counsel Jobs

1034 Results in 19ms

Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.

Trial Attorney (Tax)
- National Fraud Enforcement Division
- Washington, D.C.
$143,913 to $197,200 Annually
May 10
Trust Legal Counsel
- Hancock Whitney
- Houston, TX
May 30
VP, AI Compliance Officer
- Morgan Stanley
- Baltimore, MD
$108,000 to $185,000 Annually
May 27
Legal Counsel, Connected Warfare
- Anduril Industries
- Washington, D.C.
$191,000 to $253,000 Annually
May 22
Legal Counsel, Tactical Recon and Strike
- Anduril Industries
- Washington, D.C.
$191,000 to $253,000 Annually
May 27
Senior Legal Counsel – AI, Broker Dealer & RIA
- Cetera Financial Group
- Dallas, TX
$175,000 to $190,000 Annually
Jun 10
Vice President and Associate General Counsel - Litigation
- FINRA
- Tysons Corner, VA
$192,800 to $379,700 Annually
May 17
Senior Vice President, Compliance & Control (Investments Compliance)
- BNY Mellon
- Boston, MA
$202,500 Annually
Jun 01
Senior Counsel, Arc
- Circle
- Chicago, IL
- Remote
$230,000 to $297,500 Annually
May 26
Director - Corporate and Equity Derivatives Attorney
- Barclays
- New York, NY
$270,000 to $330,000 Annually
Jun 11
Associate General Counsel, Corporate
- Hadrian
- Los Angeles, CA
$250,000 to $300,000 Annually
Jun 10
Privacy & Cybersecurity Counsel
- Fidelity
- Newark, NJ
$140,000 to $285,000 Annually
May 27
Senior Special Counsel
- Division of Corporation Finance
- Washington, D.C.
$174,859 to $292,300 Annually
Jun 12
Junior Attorney - Investment and Custodial Services
- SEI Investments Company
- Philadelphia, PA
May 20
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 Annually
May 20
Associate General Counsel, Private Funds
- CIM
- Phoenix, AZ
May 27
Counsel (Group Annuities - DCIO)
- Nationwide
- Des Moines, IA
$138,000 to $243,000 Annually
May 19
Vice President, Internal Audit & Corporate Compliance
- STERIS
- Cleveland, OH
$224,500 to $246,950 Annually
May 20
SVP Private Credit Attorney
- Voya Financial
- Atlanta, GA
$220,000 to $240,000 Annually
Jun 04
Vice President, Compliance Officer
- Cerberus Capital Management
- New York, NY
$200,000 to $225,000 Annually
May 19

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Securities Counsel Jobs