Securities Counsel Jobs

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Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.

Associate General Counsel - Mergers & Acquisitions
- Elevance Health
- Atlanta, GA
May 27
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Washington, D.C.
May 18
Chief Risk & Compliance Officer (CRCO), Technology & Artificial Intelligence
- TIAA
- Charlotte, NC
$254,500 to $378,000 Annually
May 25
AVP, Fund Compliance - Mutual Funds
- Ultimus Fund Solutions
- Omaha, NE
$75,000 to $100,000 Annually
Jun 07
General Counsel
- Global Ordnance
- Tampa, FL
May 20
Vice President, Corporate & Compliance and Assistant Corporate Secretary
- KBR, Inc.
- Arlington, VA
May 19
Chief Compliance Officer, US Regulated Entities
- Bullish
- New York, NY
$225,000 to $265,000 Annually
Jun 09
Assistant United States Attorney (Criminal)
- Northern District of California
- San Jose, CA
$103,085 to $197,100 Annually
Jun 08
Deputy Chief Compliance Officer
- Glenmede
- Philadelphia, PA
May 19
Director, Engineering – Leader, Legal Strategy and Shared Services
- Fidelity
- Smithfield, RI
May 30
Senior Regulatory Counsel
- DRW
- Washington, D.C.
$150,000 to $275,000 Annually
Jun 07
Chief Legal Officer
- Physician-Led Medical Group
- Portland, OR
- Hybrid
$350,000 to $400,000 Annually
May 20
Head of Risk and Compliance - Wealth and Trust
- FNBO
- Kansas City, MO
$160,298 to $272,508 Annually
Jun 05
Legal & Compliance – Credit & Insurance (BXCI) – Regulatory Attorney, AVP
- The Blackstone Group
- New Jersey
$135,000 to $200,000 Annually
Jun 14
Principal Counsel, Regulatory
- FINRA
- Bethesda, MD
$114,200 to $248,700 Annually
Jun 04
Associate Counsel, Corporate
- Lyft
- San Francisco, CA
$144,000 to $180,000 Annually
May 29
AVP, Head of Global Capital Formation Legal
- Manulife and John Hancock
- Boston, MA
$152,900 to $283,800 Annually
Jun 04
Corporate Counsel
- Ionic Digital
- Washington, D.C.
- Remote
Jun 13
Senior Litigation Counsel, Securities Enforcement Adjudication
- FINRA
- Washington, D.C.
$131,100 to $305,000 Annually
May 21
Bank Regulatory, Counsel - Vice President
- SMBC
- New York, NY
$178,000 to $235,000 Annually
Jun 09

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Securities Counsel Jobs