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Securities Counsel Jobs
1040 Results in 16msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Jun 14
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ETF & 1940 Act Registered Funds Compliance Officer - Vice President
- iCapital
- New York, NY
$150,000 to $175,000 AnnuallyJun 25 -
Jun 25
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Senior Corporate Counsel – Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank
- Denver, CO
$133,365 to $156,900 AnnuallyJun 24 -
Director - Corporate and Equity Derivatives Attorney
- Barclays
- New York, NY
$270,000 to $330,000 AnnuallyJun 11 -
Alternative Investment & Private Markets Attorney
- Morgan Stanley
- New York, NY
$110,000 to $190,000 AnnuallyJun 17 -
Jun 17
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Trial Attorney (Tax)
- National Fraud Enforcement Division
- Washington, D.C.
$143,913 to $197,200 AnnuallyMay 10 -
Jun 26
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Senior Corporate Counsel – Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- San Francisco, CA
$133,365 to $156,900 AnnuallyJun 28 -
Legal & Compliance - Marketing & Distribution Compliance, VP
- The Blackstone Group
- Princeton, NJ
$165,000 to $250,000 AnnuallyJun 28 -
Jun 25
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Jun 06
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Jun 17
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VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)
- TD Bank
- New York, NY
$150,000 to $185,000 AnnuallyJun 17 -
Fund Attorney - Assistant Vice President / Vice President
- iCapital
- Salt Lake City, UT
$160,000 to $180,000 AnnuallyJun 17 -
U.S. Legal Counsel
- Constellium
- Bowling Green, KY
Jun 15 -
Private Bank Americas – Senior Compliance Officer - Vice President
- Deutsche Bank
- New York, NY
$125,000 to $222,500 AnnuallyJun 14 -
Jun 04
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Jun 29
