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Securities Counsel Jobs
1034 Results in 17msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Jun 06
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Sr. Director, Corporate Counsel -Fund
- Digital Realty
- Ashburn, VA
- Remote
$270,000 to $300,000 AnnuallyMay 09 -
AVP, Fund Compliance - Mutual Funds
- Ultimus Fund Solutions
- Hauppauge, NY
$75,000 to $100,000 AnnuallyMay 14 -
Associate General Counsel - Regulatory & Product
- Interactive Brokers
- Stamford, CT
May 16 -
Shop Your Way - Head of Legal Solutions (Credit & Loyalty)
- Shop Your Way
- TELECOMMUTE
- Remote
May 14 -
May 13
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May 29
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May 30
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May 10
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Chief Risk & Compliance Officer (CRCO), Technology & Artificial Intelligence
- TIAA
- Charlotte, NC
$254,500 to $378,000 AnnuallyMay 25 -
Senior Litigation Counsel, Securities Enforcement Adjudication
- FINRA
- Washington, D.C.
$131,100 to $305,000 AnnuallyMay 21 -
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Washington, D.C.
May 18 -
Deputy Chief Compliance Officer
- Glenmede
- Philadelphia, PA
May 19 -
Associate General Counsel, Capital Markets
- FluidStack
- San Francisco, CA
$350,000 to $500,000 AnnuallyMay 20 -
May 20
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Senior Legal Counsel / Associate General Counsel - Real Assets
- StepStone
- New York, NY
$200,000 to $275,000 AnnuallyMay 28 -
Counsel, Product
- American Equity
- Des Moines, IA
May 16 -
Vice President, Wealth Management Counsel
- Ares Management Corporation
- New York, NY
$250,000 to $300,000 AnnuallyMay 17 -
May 25
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May 26