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Securities Counsel Jobs
1054 Results in 22msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Director and Legal Counsel, Bank Lending
- Charles Schwab
- Dallas, TX
May 30 -
Vice President - US Legal Entity & FHC Regulatory Governance - Change Role
- Morgan Stanley
- New York, NY
$120,000 to $205,000 AnnuallyJun 04 -
Senior Counsel – Investment Solutions (ERISA)
- Great Gray
- TELECOMMUTE
- Remote
$225,000 to $250,000 AnnuallyMay 31 -
General Attorney (Tax) - P&A
- Office of Chief Counsel, IRS
- Washington, D.C.
$102,415 to $197,200 AnnuallyMay 29 -
May 25
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Associate Director and Senior Counsel, U.S. Global Markets
- RBC
- Newark, NJ
$220,000 to $255,000 AnnuallyJun 11 -
Jun 07
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May 30
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Senior Director, Associate General Counsel - Securities Regulation
- CME Group
- New York, NY
$177,100 to $295,100 AnnuallyMay 27 -
Senior Litigation Counsel
- FIS Global
- Brown Deer, Wisconsin
Jun 08 -
May 25
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Head of Wealth Management Risk & Compliance (Hybrid - See Job Description for Listed Locations)
- M&T Bank
- Wilmington, DE
$141,800 to $236,400 AnnuallyJun 17 -
Chief Compliance Officer
- Range
- Arlington, VA
Jun 03 -
Swap Dealer Compliance, Vice President
- State Street
- Stamford, CT
Jun 17 -
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
- FINRA
- Tysons Corner, VA
$197,600 to $389,200 AnnuallyJun 17 -
Jun 17
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Vice President, Wealth Management Investigations Attorney
- Morgan Stanley
- Dallas, TX
Jun 17 -
Assistant General Counsel - Capital Markets
- U.S. Bank National Association
- Atlanta, GA
$143,905 to $169,300 AnnuallyJun 17 -
Jun 07
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Legal & Compliance - Data Compliance & Risk, SVP
- The Blackstone Group
- Princeton, NJ
$225,000 to $275,000 AnnuallyMay 22
