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Securities Counsel Jobs
1043 Results in 20msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Vice President, Corporate Governance, SEC & Compliance
- Wingstop Restaurants Inc.
- Dallas, TX
May 25 -
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
- FINRA
- Tysons Corner, VA
$197,600 to $389,200 AnnuallyMay 17 -
VP, Assistant General Counsel & Assistant Secretary, Corporate Securities & Governance
- Envista
- Los Angeles, CA
$325,000 to $360,000 AnnuallyJun 02 -
Sales and Distribution Compliance, Senior Vice President
- iCapital
- Salt Lake City, UT
$150,000 to $175,000 AnnuallyMay 16 -
May 30
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Legal & Compliance - Marketing & Distribution Compliance, VP
- The Blackstone Group
- Princeton, NJ
$165,000 to $250,000 AnnuallyMay 27 -
May 17
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May 29
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Associate Director, Legal (Corporate Counsel)
- Cambridge Investment Research
- Phoenix, AZ
$90,000 to $110,000 AnnuallyMay 30 -
Chief Compliance Officer — CFTC Swap Dealer and SEC Security-Based Swap Dealer
- Cantor Fitzgerald
- New York, NY
May 18 -
Assistant General Counsel - Capital Markets
- U.S. Bank National Association
- Minneapolis, MN
$143,905 to $169,300 AnnuallyMay 14 -
May 24
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May 27
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AVP, Sr. Legal Counsel - 1940 Act
- Lincoln Financial Group
- Philadelphia, PA
$125,800 to $229,100 AnnuallyMay 27 -
May 14
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May 23
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May 25
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Wealth Management Attorney, Executive Director
- JP Morgan Chase
- Beaumont, TX
$218,500 to $300,000 AnnuallyMay 20 -
May 25
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May 25