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Securities Counsel Jobs
1011 Results in 15msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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May 19
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Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM
- Cantor Fitzgerald
- New York, NY
May 21 -
May 22
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Fund Attorney - Assistant Vice President / Vice President
- iCapital
- New York, NY
$160,000 to $220,000 AnnuallyMay 16 -
Director, Associate General Counsel - Data Licensing & Commercial Transactions
- ICE
- New York, NY
$210,000 to $255,000 AnnuallyMay 23 -
Fractional Chief Compliance Officer (Advisor Network) Opportunity Overview
- Arootah
- TELECOMMUTE
- Remote
$200 to $325 HourlyMay 22 -
Associate General Counsel
- Alarm.com
- Tysons Corner, VA
May 16 -
Assistant General Counsel - Structured Products
- U.S. Bank
- Washington, D.C.
$170,255 to $200,300 AnnuallyMay 25 -
May 31
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May 26
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Director and Legal Counsel, Bank Lending
- Charles Schwab Corporation
- Dallas, TX
$136,900 to $280,000 AnnuallyMay 21 -
Trade Finance & Equipment Leasing Finance, Counsel - Vice President
- SMBC
- New York, NY
$178,000 to $235,000 AnnuallyMay 23 -
May 27
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Jun 01
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Associate Counsel, Investment Management
- Bridgewater Associates
- Stamford, CT
$215,000 to $310,000 AnnuallyMay 17 -
Jun 02
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VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)
- TD Bank
- New York, NY
$150,000 to $185,000 AnnuallyMay 17 -
Jun 04
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Legal Director
- Scale Microgrid Solutions
- New York, NY
Jun 06 -
OAG - General Litigation | Assistant Attorney General II | 26-0511
- State of Texas
- Austin, TX
May 15
