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Securities Counsel Jobs
1036 Results in 21msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Jun 23
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Jun 19
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 AnnuallyJun 19 -
Jun 15
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Associate General Counsel, Capital Markets
- FINRA
- Washington, D.C.
- Hybrid
$154,100 to $361,700 AnnuallyJun 23 -
Jun 07
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Vice President, Corporate Compliance (Code of Ethics)
- Ares Management Corporation
- Los Angeles, CA
$185,000 to $225,000 AnnuallyJun 11 -
Senior Corporate Counsel
- Hillwood
- Dallas, TX
Jun 23 -
Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)
- Blackstone
- New Jersey
$165,000 to $250,000 AnnuallyJun 05 -
Legal & Compliance - Private Wealth Legal Group – Registered Funds Attorney, VP
- The Blackstone Group
- Boston, MA
$165,000 to $250,000 AnnuallyJun 10 -
Jun 14
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FID Secured Lending, Structure and Execution Lawyer (Corporate/CRE) - Vice President
- Morgan Stanley
- New York, NY
$160,000 to $250,000 AnnuallyJun 04 -
Senior Vice-President/Counsel - Global Markets and Treasury Services
- BNY Mellon
- Boston, MA
$177,000 AnnuallyJun 18 -
Jun 17
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Charlotte, NC
$200,000 to $290,000 AnnuallyJun 19 -
Jun 19
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Assistant General Counsel -Wealth Management
- JP Morgan Chase
- Columbus, OH
$199,500 to $275,000 AnnuallyJun 17 -
Senior Director, Associate General Counsel - Securities Regulation
- CME Group
- Washington, D.C.
$177,100 to $295,100 AnnuallyJun 05 -
Jun 17
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Jun 06
