Securities Counsel Jobs

1077 Results in 18ms

Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.

President – Securities Enforcement & Cybersecurity Platform
- Garrison
- Washington, D.C.
- Hybrid
Jun 03
Senior Counsel – Investment Solutions (ERISA)
- Great Gray
- Wilmington, DE
$225,000 to $250,000 Annually
May 31
Associate or Deputy General Counsel – U.S. Retail Brokerage
- Hyperion Group
- New York, NY
$275,000 to $350,000 Annually
May 27
Data Security & Compliance Counsel
- NFP Corp
- New York, NY
$195,000 to $300,000 Annually
May 31
Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 Annually
Jun 04
Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 Annually
Jun 10
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 Annually
Jun 10
Managing Director, Broker-Dealer Products and Services Counsel
- Charles Schwab
- Dallas, TX
Jun 07
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Blackstone Group
- New York, NY
$135,000 to $200,000 Annually
May 27
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 Annually
Jun 09
Attorney - Enforcement & Trial
- Montana
- Helena, MT
$95,000 to $125,000 Annually
Jun 12
VP, Compliance - Card Services & Cash Management
- Fidelity Investments
- Jacksonville, FL
$125,000 to $258,000 Annually
Jun 20
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Washington, D.C.
Jun 21
Assistant General Counsel, Corporate & Securities
- Workday
- Atlanta, GA
$223,700 to $335,500 Annually
Jun 17
Assistant General Counsel
- e2Companies
- Bonita Springs, FL
Jun 13
Head of Legal
- Range
- Arlington, VA
Jun 19
Fund Attorney - Assistant Vice President
- iCapital
- Greenwich, CT
$160,000 to $210,000 Annually
May 30
Associate General Counsel - Executive Compensation
- Truist Bank
- Richmond, VA
May 25
Corporate Counsel – Americas
- Omni Bridgeway
- New York, NY
Jun 13
Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10

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Securities Counsel Jobs