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Securities Counsel Jobs
1023 Results in 15msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Director Senior Corporate Counsel - Foot Locker Employment Attorney (NYC)
- Dicks Sporting Goods
- New York, NY
$127,000 to $237,800 AnnuallyMay 19 -
Associate Counsel, Integrity Wealth
- Integrity Marketing
- Dallas, TX
May 30 -
May 21
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Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10 -
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 AnnuallyJun 10 -
Managing Director, Broker-Dealer Products and Services Counsel
- Charles Schwab
- Dallas, TX
Jun 07 -
Deputy General Counsel - Securities
- Core Specialty
- Cincinnati, OH
May 31 -
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Blackstone Group
- New York, NY
$135,000 to $200,000 AnnuallyMay 27 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09 -
Internal Audit, Compliance and Legal, Vice President, Salt Lake City
- Goldman Sachs
- Salt Lake City, UT
Jun 11 -
May 22
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Assistant Vice President, Senior Associate Counsel - Corporate
- Focus Financial Partners
- New York, NY
$150,000 to $185,000 AnnuallyMay 28 -
May 21
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Sales and Distribution Compliance, Senior Vice President
- iCapital
- Greenwich, CT
$190,000 to $225,000 AnnuallyMay 16 -
VP, Assistant General Counsel, Cybersecurity
- LPL Financial
- New York, NY
$172,036 to $286,726 AnnuallyMay 25 -
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Atlanta, GA
$200,000 to $290,000 AnnuallyMay 20 -
Vice President, Registered Fund Compliance Officer
- Wilshire Advisors LLC
- Los Angeles, CA
$180,000 to $240,000 AnnuallyJun 05 -
Associate General Counsel - Executive Compensation
- Truist Bank
- Atlanta, GA
May 25 -
Associate General Counsel or Senior Associate General Counsel (Transactional Attorney) - Oahu
- Hawaiian Electric
- Honolulu, HI
$141,400 to $156,200 AnnuallyMay 21 -
Jun 02