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Securities Counsel Jobs
674 Results in 30msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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General Counsel
- Paxos Labs
- New York, NY
Aug 05 -
Aug 07
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Aug 07
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Assistant United States Attorney (Criminal)
- Northern District of California
- San Jose, CA
$103,085 to $197,100 AnnuallyAug 08 -
Jul 18
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Senior Managing Counsel - Corporate Governance
- The Cigna Group
- Philadelphia, PA
$197,000 to $328,300 AnnuallyJul 30 -
Chief Compliance Officer (FINRA Broker Dealer or SEC RIA)
- Frec
- New York, NY
$180,000 to $260,000 AnnuallyJul 22 -
Jul 30
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Jul 31
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Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel
- U.S. Bank
- Minneapolis, MN
$214,795 to $252,700 AnnuallyJul 30 -
Jul 31
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Aug 02
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Jul 27
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Vice President, Investment Compliance - Liberty Mutual Investments
- Liberty Mutual
- New York, NY
$152,300 to $201,300 AnnuallyAug 02 -
Senior Vice-President/Counsel - Global Markets and Treasury Services
- BNY Mellon
- Pittsburgh, PA
$177,000 AnnuallyAug 09 -
Head of Broker Dealer Compliance, Americas and Chief Compliance Officer (VN2908)
- Marex
- New York, NY
$290,000 to $335,000 AnnuallyAug 11 -
Jul 15
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Director Legal Counsel - Digital Assets
- Charles Schwab Corporation
- Washington, D.C.
$180,000 to $280,000 AnnuallyJul 16 -
Jul 15
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Counsel, Product
- American Equity
- Des Moines, IA
Jul 23
