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Securities Counsel Jobs
674 Results in 24msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Jul 25
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Charlotte, NC
$200,000 to $290,000 AnnuallyJul 20 -
Assistant General Counsel, Digital Assets & DeFi
- S&P Global
- New York, NY
$149,031 to $260,291 AnnuallyJul 24 -
Head of Americas Compliance Onboarding (US and LATAM)
- StoneX
- Miami, FL
$175,000 to $225,000 AnnuallyJul 17 -
In-House/T&E - Senior Wealth Strategist
- New England Legal Search
- Boston, MA
- Remote
Jul 22 -
Jul 16
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Associate General Counsel – Investments and Securities
- Penn State
- TELECOMMUTE
- Remote
$198,756 to $308,040 AnnuallyJul 15 -
Vice President, Associate General Counsel - Capital Markets
- D.A. Davidson
- Denver, CO
$150,000 to $225,000 AnnuallyJul 26 -
Aug 01
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Alternative Investment & Private Markets Attorney
- Morgan Stanley
- New York, NY
- Hybrid
$110,000 to $190,000 AnnuallyJul 19 -
Legal & Compliance – Credit & Insurance (BXCI) – Regulatory Attorney, AVP
- Blackstone
- New York, NY
$135,000 to $200,000 AnnuallyJul 22 -
Assistant General Counsel, Digital Assets & DeFi
- S&P Global
- Princeton, NJ
$149,031 to $260,291 AnnuallyJul 24 -
1940 Act Attorney
- Tidal Financial Group
- TELECOMMUTE
- Remote
Jul 20 -
Aug 01
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Legal, RIA Custody/Broker-Dealer Attorney, Vice President, Dallas/New York City
- Goldman Sachs
- Dallas, TX
$170,000 to $270,000 AnnuallyJul 29 -
Jul 20
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Assistant General Counsel -Registered Investment Advisor
- JP Morgan Chase
- Dallas, TX
$199,500 to $275,000 AnnuallyAug 09 -
Jul 31
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Jul 31
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Senior Litigation Counsel, Securities Enforcement Adjudication
- FINRA
- Washington, D.C.
Jul 24
