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Securities Jobs
851 Results in 16msBest Match
-
Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10 -
Associate Counsel, Integrity Wealth
- Integrity Marketing
- Dallas, TX
May 30 -
OAG - General Litigation | Assistant Attorney General II | 26-0217
- State of Texas
- Austin, TX
May 25 -
Jun 05
-
Associate General Counsel - Executive Compensation
- Truist Bank
- Richmond, VA
May 25 -
May 25
-
Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 AnnuallyJun 04 -
Associate or Deputy General Counsel – U.S. Retail Brokerage
- Hyperion Group
- New York, NY
$275,000 to $350,000 AnnuallyMay 27 -
May 30
-
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 AnnuallyJun 10 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09 -
Internal Audit, Compliance and Legal, Vice President, Salt Lake City
- Goldman Sachs
- Salt Lake City, UT
Jun 11 -
May 22
-
May 21
-
Sales and Distribution Compliance, Senior Vice President
- iCapital
- Greenwich, CT
$190,000 to $225,000 AnnuallyMay 16 -
VP, Assistant General Counsel, Cybersecurity
- LPL Financial
- New York, NY
$172,036 to $286,726 AnnuallyMay 25 -
Assistant Vice President, Senior Associate Counsel - Corporate
- Focus Financial Partners
- New York, NY
$150,000 to $185,000 AnnuallyMay 28 -
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Atlanta, GA
$200,000 to $290,000 AnnuallyMay 20 -
Vice President, Registered Fund Compliance Officer
- Wilshire Advisors LLC
- Los Angeles, CA
$180,000 to $240,000 AnnuallyJun 05 -
Associate General Counsel - Executive Compensation
- Truist Bank
- Atlanta, GA
May 25