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Securities Counsel Jobs
1014 Results in 27msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Legal, Artificial Intelligence Attorney , Vice President , New York/Dallas
- Goldman Sachs
- Dallas, TX
$170,000 to $270,000 AnnuallyJul 03 -
Swap Dealer Compliance, Vice President
- Charles River Development
- Boston, MA
$110,000 to $207,500 AnnuallyJun 14 -
Jun 14
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Attorney - Rulemakings and Releases Legal Review
- Division of Trading and Markets
- Washington, D.C.
$174,859 to $292,300 AnnuallyJun 12 -
Assistant General Counsel - Capital Markets
- U.S. Bank National Association
- Washington, D.C.
$143,905 to $169,300 AnnuallyJun 17 -
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab Corporation
- Dallas, TX
$167,400 to $300,000 AnnuallyJun 10 -
Jun 19
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 AnnuallyJun 19 -
Jun 15
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Jul 01
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Senior Counsel (Attorney IV) - Northern California
- California Department of Financial Protection & Innovation
- San Francisco, CA
$11,993 to $16,096 MonthlyJun 13 -
Associate General Counsel III, LGL Investment Advisory Attorney
- Edward Jones
- St. Louis, MO
Jun 28 -
Senior Special Counsel - Office of Market Supervision
- Division of Trading and Markets
- Washington, D.C.
$170,838 to $292,300 AnnuallyJul 04 -
Senior Vice President Compliance and Counsel (San Antonio, TX)
- USAA Real Estate
- San Antonio, TX
Jun 19 -
Assistant General Counsel -Wealth Management
- JP Morgan Chase
- Columbus, OH
$199,500 to $275,000 AnnuallyJun 17 -
Legal & Compliance - Private Wealth Legal Group – Registered Funds Attorney, VP
- The Blackstone Group
- Boston, MA
$165,000 to $250,000 AnnuallyJun 10 -
Senior Vice-President/Counsel - Global Markets and Treasury Services
- BNY Mellon
- Boston, MA
$177,000 AnnuallyJun 18 -
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Charlotte, NC
$200,000 to $290,000 AnnuallyJun 19 -
Jun 28
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Jun 28