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Securities Counsel Jobs
1014 Results in 26msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Jul 03
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Jun 14
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Swap Dealer Compliance, Vice President
- Charles River Development
- Boston, MA
$110,000 to $207,500 AnnuallyJun 14 -
Jul 01
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Compliance Officer - Investment Bank Compliance -Investment Banking and Capital Markets - Vice President
- Deutsche Bank
- New York, NY
$125,000 to $222,500 AnnuallyJun 09 -
Jun 29
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Senior Counsel (Attorney IV) - Northern California
- California Department of Financial Protection & Innovation
- San Francisco, CA
$11,993 to $16,096 MonthlyJun 13 -
Legal & Compliance - Private Wealth Legal Group – Registered Funds Attorney, VP
- The Blackstone Group
- Boston, MA
$165,000 to $250,000 AnnuallyJun 10 -
Jun 15
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Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Richmond, VA
$200,000 to $290,000 AnnuallyJun 19 -
Jun 19
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Jun 28
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Senior Counsel--Executive Compensation
- PNC Financial Services
- Birmingham, AL
$100,000 to $291,850 AnnuallyJun 30 -
Cash Management Senior Counsel - Vice President
- Deutsche Bank
- Jacksonville, FL
- Remote
$100,000 to $157,000 AnnuallyJun 26 -
Jun 27
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Equity and Fixed Income Research, Investment Banking, and Capital Markets Compliance Coverage Vice President
- Morgan Stanley
- New York, NY
$120,000 to $205,000 AnnuallyJul 01 -
Jun 29
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Fund Attorney - Assistant Vice President / Vice President
- iCapital
- Greenwich, CT
$160,000 to $220,000 AnnuallyJun 17 -
Vice President, Corporate Securities Legal Counsel
- Realty Income
- TELECOMMUTE
- Remote
$198,878 to $244,246 AnnuallyJun 19 -
Jul 06