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Securities Counsel Jobs
1038 Results in 20msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Associate or Deputy General Counsel – U.S. Retail Brokerage
- Hyperion Group
- New York, NY
$275,000 to $350,000 AnnuallyMay 27 -
May 31
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Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 AnnuallyJun 04 -
Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 AnnuallyJun 10 -
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 AnnuallyJun 10 -
Managing Director, Broker-Dealer Products and Services Counsel
- Charles Schwab
- Dallas, TX
Jun 07 -
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Blackstone Group
- New York, NY
$135,000 to $200,000 AnnuallyMay 27 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09 -
Jun 12
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VP, Compliance - Card Services & Cash Management
- Fidelity Investments
- Jacksonville, FL
$125,000 to $258,000 AnnuallyJun 20 -
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Washington, D.C.
Jun 21 -
Jun 17
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Assistant General Counsel
- e2Companies
- Bonita Springs, FL
Jun 13 -
Head of Legal
- Range
- Arlington, VA
Jun 19 -
May 30
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Corporate Counsel – Americas
- Omni Bridgeway
- New York, NY
Jun 13 -
Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10 -
Sr. Deputy General Counsel, Corporate & Securities
- Grocery Outlet
- San Francisco, CA
$240,000 to $265,000 AnnuallyJun 13 -
Securitized Product Business Oversight Compliance - VP
- Barclays
- New York, NY
$145,000 to $200,000 AnnuallyMay 27 -
May 26