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Securities Counsel Jobs
993 Results in 19msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 AnnuallyJun 10 -
Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10 -
Associate Counsel, Integrity Wealth
- Integrity Marketing
- Dallas, TX
May 30 -
May 22
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May 21
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Sales and Distribution Compliance, Senior Vice President
- iCapital
- Greenwich, CT
$190,000 to $225,000 AnnuallyMay 16 -
VP, Assistant General Counsel, Cybersecurity
- LPL Financial
- New York, NY
$172,036 to $286,726 AnnuallyMay 25 -
Assistant Vice President, Senior Associate Counsel - Corporate
- Focus Financial Partners
- New York, NY
$150,000 to $185,000 AnnuallyMay 28 -
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.
- Truist Bank
- Atlanta, GA
$200,000 to $290,000 AnnuallyMay 20 -
May 31
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Vice President, Registered Fund Compliance Officer
- Wilshire Advisors LLC
- Los Angeles, CA
$180,000 to $240,000 AnnuallyJun 05 -
Associate General Counsel, Corporate Legal Team
- Corebridge Financial
- Houston, TX
$180,000 to $238,000 AnnuallyJun 02 -
Associate General Counsel - Executive Compensation
- Truist Bank
- Atlanta, GA
May 25 -
Jun 02
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Associate General Counsel or Senior Associate General Counsel (Transactional Attorney) - Oahu
- Hawaiian Electric
- Honolulu, HI
$141,400 to $156,200 AnnuallyMay 21 -
Vice President, Associate General Counsel
- Fidelity
- Raleigh, NC
May 27 -
Legal Counsel
- Aviat Networks Inc
- Austin, TX
Jun 01 -
Jun 02
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Assistant United States Attorney
- US Attorney's Office Eastern District of New York
- New York, NY
$87,133 to $195,200 AnnuallyDec 11 -
May 28