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Securities Counsel Jobs
1022 Results in 70msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 AnnuallyJun 04 -
May 21
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Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 AnnuallyJun 10 -
Senior Legal Counsel - Securities & Corporate Governance
- Faraday Future
- Los Angeles, CA
$160,000 to $230,000 AnnuallyMay 24 -
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 AnnuallyJun 10 -
Managing Director, Broker-Dealer Products and Services Counsel
- Charles Schwab
- Dallas, TX
Jun 07 -
Legal & Compliance - Infrastructure - Private Funds Regulatory Attorney, AVP
- The Blackstone Group
- New York, NY
$135,000 to $200,000 AnnuallyMay 27 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09 -
Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10 -
Jun 12
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OAG - General Litigation | Assistant Attorney General IV | 26-0222
- State of Texas
- Austin, TX
Jun 13 -
Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Gresham, OR
$149,515 to $175,900 AnnuallyJun 04 -
Jun 04
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Technology Counsel
- Brown & Brown Insurance
- TELECOMMUTE
- Remote
Jun 11 -
Internal Audit, Compliance and Legal, Vice President, Salt Lake City
- Goldman Sachs
- Salt Lake City, UT
Jun 11 -
May 30
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May 21
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Senior Counsel--Investment Advisor
- PNC Financial Services
- Birmingham, AL
$100,000 to $291,850 AnnuallyJun 15 -
Assistant General Counsel
- e2Companies
- Bonita Springs, FL
Jun 13 -
Senior Counsel, Bank Regulatory Legal - Director
- Deutsche Bank
- Washington, D.C.
$170,000 to $308,000 AnnuallyJun 14