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Securities Counsel Jobs
1040 Results in 17msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Trust Legal Counsel
- Hancock Whitney
- Houston, TX
Jun 30 -
Jun 30
-
Senior Claims Counsel - Financial Institutions/Public D&O
- CNA Insurance
- New York, NY
- Hybrid
$97,000 to $189,000 AnnuallyJun 30 -
Senior Claims Counsel - Financial Institutions/Public D&O
- CNA Insurance
- Denver, CO
$97,000 to $189,000 AnnuallyJun 30 -
Jun 28
-
Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Minneapolis, MN
$149,515 to $175,900 AnnuallyJun 04 -
Managing Director, Broker-Dealer Products and Services Counsel
- Charles Schwab
- Dallas, TX
Jun 07 -
Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage
- State Street
- Boston, MA
$120,000 to $217,500 AnnuallyJun 09 -
Jun 12
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VP, Compliance - Card Services & Cash Management
- Fidelity Investments
- Jacksonville, FL
$125,000 to $258,000 AnnuallyJun 20 -
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Washington, D.C.
Jun 21 -
Head of Americas Compliance Onboarding (US and LATAM)
- Stonex
- Miami, FL
Jun 10 -
OAG - General Litigation | Assistant Attorney General IV | 26-0222
- State of Texas
- Austin, TX
Jun 13 -
Assistant General Counsel: Wealth Management - Personal Trust and Investments Attorney
- U.S. Bank National Association
- Gresham, OR
$149,515 to $175,900 AnnuallyJun 04 -
Jun 04
-
Technology Counsel
- Brown & Brown Insurance
- TELECOMMUTE
- Remote
Jun 11 -
Internal Audit, Compliance and Legal, Vice President, Salt Lake City
- Goldman Sachs
- Salt Lake City, UT
Jun 11 -
Jun 20
-
Legal Counsel - (Equity Derivatives, Trading Documentation)
- Mizuho
- New York, NY
$200,000 to $275,000 AnnuallyJun 10 -
Deputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- Remote
$161,000 to $200,000 AnnuallyJun 10
