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Securities Counsel Jobs
992 Results in 39msBest Match
Securities counsel advise and represent businesses, organizations, and individuals on legal matters related to securities, such as stocks, bonds, and other financial instruments. They may handle regulatory compliance, drafting and negotiating contracts, and handling disputes and litigation involving securities. Securities lawyers may specialize in a particular area of law, such as corporate finance, capital markets, or investment management.
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Senior Vice President, Compliance & Control (Investments Compliance)
- BNY Mellon
- New York, NY
$202,500 AnnuallyJul 03 -
Jun 19
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Senior Counsel, Asset Management
- PNC Financial Services
- Pittsburgh, PA
$133,000 to $296,400 AnnuallyJun 30 -
Technology Counsel
- Brown & Brown
- TELECOMMUTE
- Remote
Jun 23 -
Jun 11
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Jul 01
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Jun 28
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Assistant General Counsel -Wealth Management
- JP Morgan Chase
- Newark, NJ
$199,500 to $275,000 AnnuallyJun 17 -
Legal & Compliance – Credit & Insurance (BXCI) – Regulatory Attorney, AVP
- Blackstone
- New York, NY
$135,000 to $200,000 AnnuallyJun 21 -
Director Legal Counsel - Exchange Traded Products and Derivatives
- Charles Schwab
- Dallas, TX
Jun 21 -
Vice President, Wealth Management Counsel
- Ares Management Corporation
- New York, NY
$250,000 to $300,000 AnnuallyJun 17 -
Jun 26
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Jun 26
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Associate General Counsel, Family Office
- Ilitch Holdings
- Detroit, MI
Jun 14 -
Senior Counsel, Asset Management
- PNC Financial Services
- Birmingham, AL
$133,000 to $296,400 AnnuallyJun 15 -
Chief Compliance Officer, US Regulated Entities
- Bullish US
- New York, NY
$225,000 to $265,000 AnnuallyJun 14 -
Swap Dealer Compliance, Vice President
- Charles River Development
- Newark, NJ
Jun 17 -
Head of Compliance, Gemini Galactic Markets, LLC
- Gemini
- New York, NY
- Remote
$150,500 to $279,500 AnnuallyJun 17 -
Jun 05
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Legal & Compliance – Credit & Insurance (BXCI) – Regulatory Attorney, AVP
- The Blackstone Group
- Miami, FL
$135,000 to $200,000 AnnuallyJun 14
